SEC Form 4 · accession 0000320187-15-000138
NIKE, Inc. · NKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan B Graf Jr.
Director
Period of report
Jul 29, 2015
Accepted (ET)
Jul 30, 2015 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Jul 29, 2015 | M | 12,000 | $45.10 | A | 100,855 | D | |
| Class B Common StockF1,F2 | Jul 29, 2015 | F | 7,737 | $114.0977 | D | 93,118 | D | |
| Class B Common StockF1 | Jul 29, 2015 | M | 7,000 | $69.50 | A | 100,118 | D | |
| Class B Common StockF1,F2 | Jul 29, 2015 | F | 5,421 | $114.0977 | D | 94,697 | D | |
| Class B Common StockF1 | Jul 29, 2015 | M | 14,000 | $48.36 | A | 108,697 | D | |
| Class B Common StockF1,F2 | Jul 29, 2015 | F | 9,269 | $114.0977 | D | 99,428 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F3 | $45.10 | Jul 29, 2015 | M | 12,000 | D | — | Sep 19, 2021 | Class B Common Stock | 12,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1,F4 | $48.36 | Jul 29, 2015 | M | 14,000 | D | — | Sep 20, 2022 | Class B Common Stock | 14,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1,F5 | $69.50 | Jul 29, 2015 | M | 7,000 | D | — | Sep 19, 2023 | Class B Common Stock | 7,000 | 0 | D |
Explanation of responses
- F1Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.06 to $114.2256, inclusive. The reporting person undertakes to provide NIKE, Inc., any security holder of NIKE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes (2) to this Form 4.
- F3Option granted on 09/19/2011 and becomes exercisable with respect to 100% of the shares on the earlier of the date of the next annual meeting of shareholders, or the first anniversary of the date of grant.
- F4Option granted on 09/20/2012 and becomes exercisable with respect to 100% of the shares on the date of the first anniversary of the date of grant.
- F5Option granted on 09/19/2013 and becomes exercisable with respect to 100% of the shares on the date of the first anniversary of the date of grant.