SEC Form 4 · accession 0000320187-15-000106
NIKE, Inc. · NKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Slusher
Officer — EVP: GBL SPORTS MKTG
Period of report
Jul 17, 2015
Accepted (ET)
Jul 21, 2015 · 9:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Jul 17, 2015 | A | 4,876 | $0.00 | A | 90,986 | D | |
| Class B Common Stock | Jul 18, 2015 | F | 860 | $112.80 | D | 90,126 | D | |
| Class B Common Stock | Jul 19, 2015 | F | 957 | $112.80 | D | 89,169 | D | |
| Class B Common Stock | Jul 20, 2015 | F | 1,302 | $113.13 | D | 87,867 | D | |
| Class B Common StockF3 | holding | — | — | — | 4,729 | I | by ESPP | |
| Class B Common StockF4 | holding | — | — | — | 1,331 | I | by Retirement Plan | |
| Class B Common StockF5 | holding | — | — | — | 3,200 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F6 | $112.80 | Jul 17, 2015 | A | 60,000 | A | — | Jul 17, 2025 | Class B Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1Restricted shares granted under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to one-third of the shares on each of the first three anniversaries of the grant date; and upon any termination of employment, any shares as to which the restrictions have not expired shall be forfeited to NIKE for cancellation and become authorized but un-issued shares.
- F2Shares withheld by the Company to satisfy tax withholding obligations upon vesting of restricted shares; not an open market transaction.
- F3Shares held in account under NIKE, Inc. Employee Stock Purchase Plan.
- F4Shares held in account under the NIKE, Inc. 401(k) and Profit Sharing Plan.
- F5John F. Slusher, Trustee of Jennifer Nadia Slusher Trust
- F6Stock Option granted under the NIKE, Inc. Stock Incentive Plan on 07/17/2015 and becomes exercisable with respect to 25% of the shares on each of the first four anniversaries of the date of the grant.