SEC Form 4/A · accession 0000320187-15-000015
NIKE, Inc. · NKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bernard F. Pliska
Officer — Vice President-Corp Controller
Period of report
Jan 20, 2015
Accepted (ET)
Jan 26, 2015 · 7:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Jan 20, 2015 | J | 10,495 | $0.00 | A | 12,948 | D | |
| Class B Common StockF1,F3 | Jan 20, 2015 | J | 10,495 | $0.00 | D | 569 | I | by ESPP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.
- F2Due to exchange fund limitations that were identified after the Form 4 filing, the reporting person was not able to contribute NIKE Class B Common Stock held by ESPP to the exchange fund in exchange for shares of the exchange fund. The shares that were previously held by ESPP are now held in the reporting person's direct holdings.
- F3Shares held in account under NIKE, Inc. Employee Stock Purchase Plan.