SEC Form 4 · accession 0001209191-19-012582
MAXWELL TECHNOLOGIES INC · MXWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Everett Wiggins
Officer — Vice President, Operations
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319815
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | $0.00 | Feb 20, 2019 | A | 17,037 | A | — | — | Common Stock | 17,037 | 17,037 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.
- F2This acquisition represents restricted stock units received under the Company's short-term incentive bonus plan. Restricted stock units received under the short-term incentive bonus plan are fully vested upon grant.
- F3These units were received as a grant or award for no consideration.