SEC Form 4 · accession 0001209191-19-000545
MAXWELL TECHNOLOGIES INC · MXWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ilya Golubovich
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 2, 2019 · 8:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319815
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2018 | A | 8,091 | $0.00 | A | 92,116 | D | |
| Common StockF2 | holding | — | — | — | 1,947,302 | I | Arbat Capital Group Limited | |
| Common StockF2 | holding | — | — | — | 1,390,204 | I | I2BF Energy Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares have been awarded in lieu of cash consideration for non-employee director fees of $16,750, per the reporting person's election. Shares will be delivered to the reporting person on the earlier of February 20, 2019, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company.
- F2Ilya Golubovich is a director of I2BF Venture Partners Ltd., the sole shareholder of I2BF Energy, Ltd., and a director of Arbat Capital Group Limited and has voting and dispositive power with respect to these shares. Ilya Golubovich disclaims beneficial ownership except to the extent of his pecuniary interest therein.