SEC Form 4 · accession 0001209191-18-046401
MAXWELL TECHNOLOGIES INC · MXWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ilya Golubovich
Director
Period of report
Aug 10, 2018
Accepted (ET)
Aug 13, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319815
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2018 | P | 61,500 | $3.25 | A | 79,226 | D | |
| Common StockF1,F2 | Aug 10, 2018 | P | 307,600 | $3.25 | A | 1,947,302 | I | Arbat Capital Group Limited |
| Common StockF2 | holding | — | — | — | 1,390,204 | I | I2BF Energy Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of common stock reported in this Form were purchased in the Company's underwritten public offering which closed on August 10, 2018.
- F2Ilya Golubovich is a director of I2BF Venture Partners Ltd., the sole shareholder of I2BF Energy, Ltd., and a director of Arbat Capital Group Limited and has voting and dispositive power with respect to these shares. Ilya Golubovich disclaims beneficial ownership except to the extent of his pecuniary interest therein.