SEC Form 4 · accession 0001209191-17-049840
MAXWELL TECHNOLOGIES INC · MXWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Bilodeau
Director
Period of report
Aug 21, 2017
Accepted (ET)
Aug 22, 2017 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319815
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Aug 21, 2017 | A | 3,294 | A | — | — | Common Stock | 3,294 | 3,294 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.
- F2These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees of $18,250, per the reporting person's election. Shares will be delivered to the reporting person on the earlier of February 20, 2023, the reporting person's death or a change in control of the Company.
- F3These units do not expire.