SEC Form 4/A · accession 0001209191-17-013563
MAXWELL TECHNOLOGIES INC · MXWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David Lyle
Officer — Chief Financial Officer
Period of report
May 11, 2016
Accepted (ET)
Feb 22, 2017 · 9:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319815
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 11, 2016 | S | 5,752 | $5.75 | D | 7,251 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold in the open market in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of the Reporting Person's restricted stock unit award.
- F2The original Form 4 Report incorrectly stated the number of shares sold by the Reporting Person as 5,693 shares, accordingly, an incorrect amount of securities beneficially owned was reported on the original Form 4 Report.
- F3The original Form 4 Report incorrectly stated the sale price per share as $5.77.