SEC Form 4 · accession 0001209191-17-013558
MAXWELL TECHNOLOGIES INC · MXWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Burkhard Goeschel
Director
Period of report
Feb 21, 2017
Accepted (ET)
Feb 22, 2017 · 9:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319815
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2017 | M | 16,732 | $0.00 | A | 111,843 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 21, 2017 | M | 16,732 | D | Feb 21, 2017 | — | Common Stock | 16,732 | 0 | D |
Explanation of responses
- F1These units do not carry a conversion price.
- F2These units do not expire.