SEC Form 4 · accession 0001209191-16-145535
MAXWELL TECHNOLOGIES INC · MXWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jorg Buchheim
Director
Period of report
Oct 10, 2016
Accepted (ET)
Oct 11, 2016 · 1:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319815
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | $0.00 | Oct 10, 2016 | A | 15,653 | A | — | — | Common Stock | 15,653 | 15,653 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock.
- F2The RSUs vest in full on February 18, 2017 as long as the holder remains in service to the Company.
- F3These units do not expire.