SEC Form 4 · accession 0001209191-15-038539
MAXWELL TECHNOLOGIES INC · MXWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Humphrey
Officer — VP of Marketing and Bus. Dev.
Period of report
Apr 28, 2015
Accepted (ET)
May 4, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319815
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 28, 2015 | S | 927 | $6.23 | D | 1,430 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold in the open market in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock award.