SEC Form 4 · accession 0001209191-15-014841
MAXWELL TECHNOLOGIES INC · MXWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Rossi
Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 17, 2015 · 7:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319815
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2015 | M | 9,413 | $0.00 | A | 158,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | $0.00 | Feb 17, 2015 | M | 9,413 | D | — | — | Common Stock | 9,413 | 0 | D |
Explanation of responses
- F1These units do not carry a conversion price.
- F2The RSUs vest in full one year from the grant date as long as the holder remains in service to the Company.
- F3These units do not expire.