SEC Form 4 · accession 0000899243-17-025900
CECO ENVIRONMENTAL CORP · CECO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Dezwirek
Director · 10% Owner
Period of report
Nov 9, 2017
Accepted (ET)
Nov 9, 2017 · 9:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2017 | P | 50,000 | $5.80 | A | 1,460,616 | D | |
| Common StockF2 | holding | — | — | — | 2,734,546 | I | By Icarus Investment Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflects a weighted average price for multiple transactions that ranged from $5.46 to $6.00 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price
- F2Filer is an officer of Icarus Investment Corp. and disclaims beneficial ownership except to the extent of his pecuniary interest therein.