SEC Form 4/A · accession 0000899243-17-020522
CECO ENVIRONMENTAL CORP · CECO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jason Dezwirek
Director · 10% Owner
Period of report
Aug 15, 2017
Accepted (ET)
Aug 16, 2017 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2017 | P | 25,000 | $7.27 | A | 1,410,616 | D | |
| Common StockF2,F3,F4 | Aug 15, 2017 | P | 25,000 | $7.24 | A | 2,734,546 | I | By Icarus Investment Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflects a weighted average price for multiple transactions that ranged from $7.19 to $7.35 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price
- F2Price reflects a weighted average price for multiple transactions that ranged from $7.15 to $7.34 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The original Form 4 filed on August 16, 2017 is being amended by this Form 4/A to provide the transaction details for the shares purchased by Icarus Investment Corp. No other changes have been made to the original Form 4.
- F4Filer is an officer of Icarus Investment Corp. and disclaims beneficial ownership except to the extent of his pecuniary interest therein.