SEC Form 4 · accession 0000899243-16-034083
CECO ENVIRONMENTAL CORP · CECO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benton Lowell Cook
Officer — VP Controller
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | M | 10,000 | $11.09 | A | 15,000 | D | |
| Common StockF1 | Nov 18, 2016 | S | 10,000 | $12.78 | D | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $11.09 | Nov 18, 2016 | M | 10,000 | D | — | Jan 16, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Price reflects a weighted average price for multiple transactions that ranged from $12.71 to $12.85 per share. The Reporting person undertakes to provide, upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The option vested in four equal annual installments on the anniversary of the grant date commencing January 16, 2008.