SEC Form 4 · accession 0000899243-15-009770
CECO ENVIRONMENTAL CORP · CECO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 11, 2015
Accepted (ET)
Dec 14, 2015 · 2:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 11, 2015 | P | 10,000 | $7.0999 | A | 2,619,906 | D | |
| Common StockF1,F3 | Dec 11, 2015 | P | 10,000 | $7.0999 | A | 2,619,906 | I | By Icarus Investment Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflects a weighted average price for multiple transactions that ranged from $7.05 to $7.15 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2These shares are owned directly by Icarus Investment Corp. ("Icarus")
- F3These shares are owned directly by Icarus, and indirectly by Jason DeZwirek, the Chairman of the Board and a Director and 10% or greater owner of the Issuer. Jason DeZwirek is deemed to control Icarus because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by Icarus.