SEC Form 4 · accession 0000899243-15-009018
CECO ENVIRONMENTAL CORP · CECO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur Cape
Director
Period of report
Nov 25, 2015
Accepted (ET)
Nov 30, 2015 · 9:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 25, 2015 | M | 6,000 | $4.86 | A | 27,376 | D | |
| Common StockF1 | Nov 25, 2015 | S | 6,000 | $8.54 | D | 21,376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $4.86 | Nov 25, 2015 | M | 6,000 | D | — | May 19, 2020 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Price reflects a weighted average price for multiple transactions that ranged from $8.52 to $8.59 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The option vested in three equal annual installments on the anniversary of the grant date commencing May 20, 2011.