SEC Form 4 · accession 0000899243-15-004561
CECO ENVIRONMENTAL CORP · CECO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benton Lowell Cook
Officer — VP Controller
Period of report
Sep 4, 2015
Accepted (ET)
Sep 8, 2015 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2015 | A | 2,000 | $0.00 | A | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $9.44 | Sep 4, 2015 | A | 4,000 | A | Sep 4, 2019 | Sep 4, 2025 | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1The option vests in four equal installments on the anniversary date of the grant, commencing September 4, 2016.
- F2Not applicable.