SEC Form 4 · accession 0001437749-17-012825
Enservco Corp · ENSV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tucker L Franciscus
Officer — Chief Financial Officer
Period of report
Jul 17, 2017
Accepted (ET)
Jul 19, 2017 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319458
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $0.35 | Jul 17, 2017 | A | 800,000 | A | — | Jul 17, 2022 | Common Stock | 800,000 | 800,000 | D |
Explanation of responses
- F1Options to acquire 266,666 shares will vest on October 15, 2017, options to acquire 266,666 shares will vest on July 17, 2018, and the remaining options to acquire 266,668 shares will vest on July 17, 2019, in each case if the conditions to vesting exist on such dates.