SEC Form 4 · accession 0001437749-17-011350
Enservco Corp · ENSV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian Dickinson
Officer — President and CEO · Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 15, 2017 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2017 | P | 25,000 | $0.38 | A | 25,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $0.30 | holding | — | — | — | — | Jun 2, 2022 | Common Stock | 1,200,000 | 1,200,000 | D |
Explanation of responses
- F1Options to acquire 400,000 shares vested on 6/2/17; options to acquire 400,000 shares will vest on 6/2/18, and the remaining options to acquire 400,000 shares will vest on 6/2/19, in both cases if the conditions to vesting exist on such dates.