SEC Form 4 · accession 0001437749-16-031219
Enservco Corp · ENSV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Devers
Officer — Chief Financial Officer
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 12:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 4,315 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $0.60 | May 5, 2016 | A | 125,000 | A | Dec 31, 2016 | May 5, 2021 | Common Stock | 125,000 | 125,000 | D |
| Stock OptionF2 | $1.74 | holding | — | — | — | Jan 1, 2016 | Apr 8, 2020 | Common stock | 140,000 | 140,000 | D |
| Stock OptionF3 | $2.25 | holding | — | — | — | Jan 1, 2015 | Jan 30, 2019 | Common Stock | 50,000 | 50,000 | D |
| Stock OptionF4 | $1.00 | holding | — | — | — | Jul 25, 2013 | Jul 25, 2018 | Common Stock | 50,000 | 50,000 | D |
| Stock OptionF5 | $1.27 | holding | — | — | — | Apr 29, 2014 | Apr 29, 2018 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Options granted pursuant to Enservco's 2010 Stock Incentive Plan on 5/5/16. Options to acquire 41,667 shares vest on 12/31/16; 41,667 on 12/31/17; and the remaining options vest on 12/31/18.
- F2Options granted pursuant to Enservco's 2010 Stock Incentive Plan on 4/8/15. Options to acquire 46,667 shares vested on 1/1/16; 46,667 vest on 1/1/17; and the remaining options vest on 1/1/18.
- F3Options granted pursuant to Enservco's 2010 Stock Incentive Plan on 1/30/14. Options to acquire 16,667 shares vested on 1/1/15; 16,667 on 1/1/16; and the remaining options vest on 1/1/17.
- F4Options granted pursuant to Enservco's 2010 Stock Incentive Plan on 7/25/13.
- F5Options granted pursuant to Enservco's 2010 Stock Incentive Plan on 4/22/13. Options to acquire 50,000 shares vested on 4/29/14; 50,000 on 4/29/15; and the remaining options vested on 4/29/16.