SEC Form 4 · accession 0001437749-16-026996
Enservco Corp · ENSV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Herlin
Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2016 | P | 25,000 | $0.40 | A | 35,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $1.79 | holding | — | — | — | Jan 15, 2016 | Jan 14, 2020 | Common stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Options granted pursuant to Enservco's 2010 Stock Incentive Plan on January 15, 2015. Stock option vests as follows: 50,000 on 1/15/16 and 50,000 on 1/15/17.