SEC Form 4 · accession 0001000096-15-000092
Enservco Corp · ENSV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Jolly
Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2015 | P | 100 | $0.59 | A | 10,100 | D | |
| Common Stock | Dec 1, 2015 | P | 5,217 | $0.65 | A | 15,317 | D | |
| Common Stock | Dec 1, 2015 | P | 3,900 | $0.67 | A | 19,217 | D | |
| Common Stock | Dec 2, 2015 | P | 600 | $0.62 | A | 19,817 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $1.79 | holding | — | — | — | Jan 15, 2016 | Jan 14, 2020 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Options granted pursuant to Enservco's 2010 Stock Incentive Plan on January 15, 2015. Stock option vests as follows: 50,000 on 1/15/16 and 50,000 on 1/15/17.