SEC Form 4 · accession 0001000096-15-000036
Enservco Corp · ENSV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Devers
Officer — CFO and Treasurer
Period of report
Apr 8, 2015
Accepted (ET)
Apr 10, 2015 · 10:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 4,315 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $1.74 | Apr 8, 2015 | A | 140,000 | A | Jan 1, 2016 | Apr 8, 2020 | Common Stock | 140,000 | 140,000 | D |
| Stock OptionF2 | $2.25 | holding | — | — | — | Jan 1, 2015 | Jan 30, 2019 | Common Stock | 50,000 | 50,000 | D |
| Stock Option | $1.00 | holding | — | — | — | Jul 25, 2013 | Jul 25, 2018 | Common Stock | 50,000 | 50,000 | D |
| Stock OptionF3 | $1.25 | holding | — | — | — | Apr 29, 2014 | Apr 29, 2018 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Options reflected herein were granted pursuant to Enservco's 2010 Stock Incentive Plan. The options vest as follows: 46,667 on 1/1/16; 46,667 on 1/1/17, and the remaining will vest on 1/1/18.
- F2Options reflected herein were granted pursuant to Enservco's 2010 Stock Incentive Plan. The options vest as follows: 16,667 vested on 1/1/15; 16,667 will vest on 1/1/16, and the remaining will vest on 1/1/17.
- F3Options refleted herein were granted pursuant to Enservco's 2010 Stock Incentive Plan. The options vest as follows: 50,000 vested on 4/29/2014, 50,000 will vest on 4/29/2015, and the remaining will vest on 4/29/2016.