SEC Form 4 · accession 0000919574-17-006308

Enservco Corp · ENSV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

Director · 10% Owner

10% Owner

Period of report

Aug 16, 2017

Accepted (ET)

Aug 18, 2017 · 4:59 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000319458

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $.005 par value^F1	Aug 16, 2017	P	74,000	$0.3819	A	9,684,117	D
Common Stock, $.005 par value^F2	Aug 16, 2017	P	0	$0.3819	A	9,684,117	I	See Footnote
Common Stock, $.005 par value^F1	Aug 17, 2017	P	88,111	$0.0377	A	9,772,228	D
Common Stock, $.005 par value^F2	Aug 17, 2017	P	0	$0.0377	A	9,772,228	I	See Footnote
Common Stock, $.005 par value^F1	Aug 18, 2017	P	228,300	$0.40	A	10,000,528	D
Common Stock, $.005 par value^F2	Aug 18, 2017	P	0	$0.40	A	10,000,528	I	See Footnote
Common Stock, $.005 par value^F3	holding	—	—		—	73,900	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants^F2	$0.31	holding	—	—	—	Jun 28, 2017	Jun 28, 2022	Common Stock, $.005 par value	1,612,902	1,612,902	D

F1The reported securities are directly owned by Cross River Partners LP.
F2The reported securities are directly owned by Cross River Partners LP (the "Partnership"), a limited partnership whose general partner is Cross River Capital Management LLC (the "General Partner"), and may be deemed indirectly beneficially owned by the General Partner and by Cross River Management LLC, as the investment manager of the Partnership (the "Investment Manager"). The reported securities may also be deemed indirectly beneficially owned by Richard Murphy, as Managing Member of both the General Partner and the Investment Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3These securities are directly owned by Richard Murphy, who is a Reporting Person.