SEC Form 4 · accession 0001628280-18-014430
KLA CORP · KLAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ahmad A. Khan
Officer — EVP
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 7:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2018 | S | 5,028 | $94.22 | D | 8,033 | D | |
| Common Stock - Restricted Stock UnitsF2,F3 | holding | — | — | — | 56,395 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 4, 2018.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- F3Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.