SEC Form 4 · accession 0001628280-18-014052
KLA CORP · KLAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ana G. Pinczuk
Director
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 8:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Stock UnitsF1,F2 | Nov 7, 2018 | A | 2,072 | $0.00 | A | 2,503 | D | |
| Common Stock - Restricted Stock UnitsF1 | Nov 7, 2018 | M | 431 | $0.00 | D | 2,072 | D | |
| Common Stock | Nov 7, 2018 | M | 431 | $0.00 | A | 431 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- F2On November 7, 2018 the reporting person received an automatic grant of RSUs in connection with the annual meeting of stockholders for 2,072 shares of Common Stock. The RSUs vest on the earliest to occur of 10 days prior to a change of control, the next annual meeting of stockholders and the one year anniversary of the grant date.