SEC Form 4 · accession 0001628280-17-011668
KLA CORP · KLAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W Barnholt
Director · Other
Period of report
Nov 16, 2017
Accepted (ET)
Nov 17, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2017 | S | 4,214 | $104.03 | D | 14,345 | D | |
| Common StockF2 | Nov 16, 2017 | S | 3,582 | $105.049 | D | 10,763 | D | |
| Common StockF3 | Nov 16, 2017 | S | 3,118 | $105.911 | D | 7,645 | D | |
| Common StockF4 | holding | — | — | — | 39,167 | I | By Trust | |
| Common Stock - Restricted Stock UnitsF5 | holding | — | — | — | 2,567 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sales price for the shares. The sales prices ranged from $103.49 to $104.41. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average sales price for the shares. The sales prices ranged from $104.52 to $105.48. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average sales price for the shares. The sales prices ranged from $105.60 to $106.22. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- F4By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary.
- F5Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.