SEC Form 4 · accession 0001628280-17-010906
KLA CORP · KLAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emiko Higashi
Director
Period of report
Nov 1, 2017
Accepted (ET)
Nov 6, 2017 · 8:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2017 | S | 500 | $110.00 | D | 13,588 | D | |
| Common Stock - Restricted Stock UnitsF2,F3 | Nov 1, 2017 | A | 1,902 | $0.00 | A | 4,043 | D | |
| Common Stock - Restricted Stock UnitsF2 | Nov 2, 2017 | M | 2,141 | $0.00 | D | 1,902 | D | |
| Common Stock | Nov 1, 2017 | M | 2,141 | $0.00 | A | 15,729 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 1, 2017.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- F3Award vests on the earliest to occur of the next annual meeting of stockholders, the one year anniversary of the grant date and 10 days prior to a change of control.