SEC Form 4 · accession 0001628280-17-010792
KLA CORP · KLAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Dickson
Director
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 1:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Stock UnitsF1,F2 | Nov 1, 2017 | A | 1,902 | $0.00 | A | 4,043 | D | |
| Common Stock - Restricted Stock UnitsF1 | Nov 2, 2017 | A | 2,141 | $0.00 | D | 1,902 | D | |
| Common Stock | Nov 2, 2017 | M | 2,141 | $0.00 | A | 4,110 | D | |
| Common StockF3,F4 | holding | — | — | — | 24,225 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- F2Award vests on the earliest to occur of the next annual meeting of stockholders, the one year anniversary of the grant date and 10 days prior to a change of control.
- F3Includes 2,394 shares transferred to The Dickson Family Trust on November 22, 2016.
- F4Shares held under The Dickson Family Trust Agreement dated October 24, 2006, a trust of which the Reporting Person is a trustee and beneficiary.