SEC Form 4 · accession 0001628280-17-010740
KLA CORP · KLAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W Barnholt
Director · Other
Period of report
Nov 1, 2017
Accepted (ET)
Nov 2, 2017 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Stock UnitsF1,F2 | Nov 1, 2017 | A | 2,567 | $0.00 | A | 5,243 | D | |
| Common Stock - Restricted Stock UnitsF1 | Nov 2, 2017 | M | 2,676 | $0.00 | D | 2,567 | D | |
| Common Stock | Nov 2, 2017 | M | 2,676 | $0.00 | A | 18,559 | D | |
| Common StockF3 | holding | — | — | — | 39,167 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- F2Award vests on the earliest to occur of the next annual meeting of stockholders, the one year anniversary of the grant date and 10 days prior to a change of control.
- F3By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary.