SEC Form 4 · accession 0001628280-17-008124
KLA CORP · KLAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teri A. Little
Officer — SVP, GC and Secretary
Period of report
Aug 3, 2017
Accepted (ET)
Aug 4, 2017 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | J | 81 | $61.625 | A | 9,135 | D | |
| Common StockF1 | Jul 3, 2017 | J | 314 | $67.499 | A | 9,449 | D | |
| Common Stock - Restricted Stock UnitF2,F3 | Aug 3, 2017 | A | 5,003 | $0.00 | A | 32,523 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- F3Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.