SEC Form 4 · accession 0001628280-17-004950
KLA CORP · KLAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Kennedy
Director
Period of report
May 2, 2017
Accepted (ET)
May 4, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 2, 2017 | S | 2,400 | $99.116 | D | 16,425 | I | By Trust |
| Common StockF4,F3 | May 2, 2017 | S | 100 | $98.49 | D | 16,325 | I | By Trust |
| Common StockF5 | holding | — | — | — | 6,219 | D | ||
| Common Stock - Restricted Stock UnitsF6 | holding | — | — | — | 2,141 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold under a Rule 10b5-1 sales plan adopted on March 8, 2017.
- F2Represents the weighted average sales price for the shares. The sales prices ranged from $98.50 to $99.50. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- F3By the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.
- F4Sold under a Rule 10b5-1 sales plan adopted on March 8, 2017
- F5Includes 2,394 shares of common stock issued upon the vesting of RSUs on November 4, 2016
- F6Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.