SEC Form 4 · accession 0001628280-17-000878
KLA CORP · KLAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian M. Trafas
Officer — SVP, Global Customer Org.
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Stock UnitsF1,F2 | Feb 1, 2017 | A | 7,100 | $0.00 | A | 47,783 | D | |
| Common StockF3 | Feb 2, 2017 | A | 352 | $85.94 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
- F2On February 1, 2017, the Reporting Person was granted RSUs for 7,100 shares of KLA-Tencor common stock which vest 25% annually beginning February 1, 2018, subject to continued service on each vesting date.
- F3Sold under a Rule 10b5-1 sales plan adopted as of November 29, 2016. Sale included 215 shares purchased under the Company's Employee Stock Purchase Plan on December 30, 2016.