SEC Form 4 · accession 0001628280-16-021298
KLA CORP · KLAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teri A. Little
Officer — SVP, GC and Secretary
Period of report
Nov 11, 2016
Accepted (ET)
Nov 14, 2016 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Stock UnitF1,F2 | Nov 11, 2016 | A | 10,037 | $0.00 | A | 27,520 | D | |
| Common Stock | holding | — | — | — | 9,054 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- F2On November 11, 2016, the Reporting Person was granted RSUs for 10,037 shares of KLA-Tencor common stock which vest 25% annually beginning November 11, 2017, subject to continued service on each vesting date.