SEC Form 4 · accession 0001628280-15-008482
KLA CORP · KLAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Dickson
Director
Period of report
Nov 4, 2015
Accepted (ET)
Nov 6, 2015 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Stock UnitsF1,F2 | Nov 4, 2015 | A | 2,394 | $0.00 | A | 4,363 | D | |
| Common Stock | holding | — | — | — | 1,856 | D | ||
| Common StockF3 | holding | — | — | — | 19,975 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- F2Represents a grant of RSUs that, pursuant to KLA-Tencor's outside director compensation program, was automatically granted to the Reporting Person on the date of KLA-Tencor's annual meeting of stockholders with respect to the Reporting Person's service on the Board of Directors for the upcoming year. The RSUs will fully vest one year from date of grant and will be deliverable on such date.
- F3Shares held under The Dickson Family Trust Agreement dated October 24, 2006, a trust of which the Reporting Person is a trustee and beneficiary.