SEC Form 4 · accession 0001096906-26-001061
SECURITY NATIONAL FINANCIAL CORP · SNFCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Cook
Director
Period of report
Jul 1, 2026
Accepted (ET)
Jul 7, 2026 · 10:38 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000318673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 1, 2026 | M | 616 | $8.53 | A | 25,136 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $3.27 | Dec 1, 2017 | A | 1,514 | A | Mar 1, 2018 | Dec 1, 2027 | Class A Common Stock | 1,514 | 1,514 | D |
| Director Stock Option (right to buy)F2 | $3.76 | Nov 30, 2018 | A | 8,657 | A | Feb 28, 2019 | Nov 30, 2028 | Class A Common Stock | 8,657 | 10,171 | D |
| Director Stock Option (right to buy)F3 | $3.91 | Dec 6, 2019 | A | 8,242 | A | Mar 6, 2020 | Mar 27, 2030 | Class A Common Stock | 8,242 | 18,413 | D |
| Director Stock Option (right to buy)F4 | $2.84 | Mar 27, 2020 | A | 7,850 | A | Jun 27, 2020 | Mar 27, 2030 | Class A Common Stock | 7,850 | 26,263 | D |
| Director Stock Option (right to buy)F5 | $7.02 | Dec 3, 2021 | A | 7,293 | A | Mar 3, 2022 | Dec 3, 2031 | Class A Common Stock | 7,293 | 33,556 | D |
| Director Stock Option (right to buy)F6 | $5.56 | Dec 2, 2022 | A | 8,104 | A | Mar 2, 2023 | Dec 2, 2032 | Class A Common Stock | 8,104 | 41,660 | D |
| Director Stock Option (right to buy)F7 | $7.21 | Dec 1, 2023 | A | 8,820 | A | Mar 1, 2024 | Dec 1, 2033 | Class A Common Stock | 8,820 | 50,480 | D |
| Restricted Stock UnitF8 | $8.53 | Dec 5, 2025 | A | 1,846 | A | Apr 1, 2026 | Dec 31, 2026 | Class A Common Stock | 1,846 | 52,326 | D |
| Restricted Stock UnitF8 | $8.53 | Jul 1, 2026 | A | 616 | D | Jul 1, 2026 | Dec 31, 2026 | Class A Common Stock | 616 | 51,710 | D |
Explanation of responses
- F1This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.
- F2This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.
- F3This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.
- F4This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2.5% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.
- F5This option was granted on December 3, 2021 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $8.62 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on July 8, 2022, July 14, 2023, July 12, 2024 and July 18, 2025.
- F6This option was granted on December 2, 2022 as an option for 7,000 shares of Class A Common Stock under 2014 Director Stock Option Plan at an exercise price of $6.48 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on July 14, 2023, July 12, 2024 and July 18, 2025.
- F7This option was granted on December 1, 2023 as an option for 8,000 shares of Class A Common Stock under the 2022 Equity Incentive Plan at an exercise price of $7.99 per share, but adjusted pursuant to the 2022 Equity Incentive Plan to reflect a 5% stock dividend paid on July 12, 2024 and July 18, 2025.
- F8These restricted stock units were granted on December 5, 2025 for 2,461 shares of Class A Common Stock under the 2022 Equity Incentive Plan at a price of $8.53 per share. The units granted vest quarterly, and will be fully vested on December 31, 2026.