SEC Form 4 · accession 0001096906-16-002097
SECURITY NATIONAL FINANCIAL CORP · SNFCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman G Wilbur
Director
Period of report
Dec 2, 2016
Accepted (ET)
Dec 19, 2016 · 1:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000318673
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $6.05 | Dec 7, 2012 | A | 1,216 | A | Dec 7, 2013 | Dec 7, 2022 | Class A Common Stock | 1,216 | 1,216 | D |
| Director Stock Option (right to buy)F2 | $4.16 | Dec 6, 2013 | A | 2,605 | A | Dec 6, 2014 | Dec 6, 2023 | Class A Common Stock | 2,605 | 2,605 | D |
| Director Stock Option (right to buy)F2 | $4.16 | Oct 10, 2016 | M | 3,000 | D | Dec 6, 2014 | Dec 6, 2023 | Class A Common Stock | 3,000 | 0 | D |
| Director Stock Option (right to buy)F3 | $4.16 | Dec 7, 2013 | A | 1,158 | A | Dec 7, 2014 | Dec 7, 2023 | Class A Common Stock | 1,158 | 1,158 | D |
| Director Stock Option (right to buy)F4 | $4.53 | Dec 5, 2014 | A | 5,513 | A | Dec 5, 2015 | Dec 5, 2024 | Class A Common Stock | 5,513 | 5,513 | D |
| Director Stock Option (right to buy)F5 | $4.53 | Dec 7, 2014 | A | 1,103 | A | Dec 7, 2015 | Dec 7, 2024 | Class A Common Stock | 1,103 | 1,103 | D |
| Director Stock Option (right to buy)F6 | $6.38 | Dec 4, 2015 | A | 5,250 | A | Dec 4, 2016 | Dec 4, 2025 | Class A Common Stock | 5,250 | 5,250 | D |
| Director Stock Option (right to buy)F7 | $6.38 | Dec 7, 2015 | A | 1,050 | A | Dec 7, 2016 | Dec 7, 2025 | Class A Common Stock | 1,050 | 1,050 | D |
| Director Stock Option (right to buy)F8 | $7.03 | Dec 2, 2016 | A | 5,000 | A | Dec 2, 2017 | Dec 2, 2026 | Class A Common Stock | 5,000 | 5,000 | D |
| Director Stock Option (right to buy)F9 | $7.36 | Dec 7, 2016 | A | 1,000 | A | Dec 7, 2017 | Dec 7, 2026 | Class A Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1This option was granted on December 7, 2012 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, and February 5, 2016.
- F2This option was granted on December 6, 2013 as an option to purchase 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, and February 5, 2016.
- F3This option was granted on December 7, 2013 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, and February 5, 2016.
- F4This option was granted on December 5, 2014 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
- F5This option was granted on December 7, 2014 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
- F6This option was granted on December 4, 2015 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests on December 4, 2016.
- F7This option was granted on December 7, 2015 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests on December 7, 2016.
- F8This option was granted on December 2, 2016 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share. This option vests on December 2, 2017.
- F9This option was granted on December 7, 2016 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share. This option vests on December 7, 2017.