SEC Form 4 · accession 0001096906-15-001299
SECURITY NATIONAL FINANCIAL CORP · SNFCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H. Craig Moody
Director
Period of report
Dec 4, 2015
Accepted (ET)
Dec 29, 2015 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000318673
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $3.39 | Dec 7, 2006 | A | 1,552 | A | Dec 7, 2007 | Dec 7, 2016 | Class A Common Stock | 1,552 | 1,552 | D |
| Director Stock Option (right to buy)F2 | $2.52 | Dec 7, 2007 | A | 1,478 | A | Dec 7, 2008 | Dec 7, 2017 | Class A Common Stock | 1,478 | 1,478 | D |
| Director Stock Option (right to buy)F3 | $2.72 | Mar 31, 2008 | A | 3,519 | A | Mar 31, 2009 | Mar 31, 2018 | Class A Common Stock | 3,519 | 3,519 | D |
| Director Stock Option (right to buy)F4 | $1.05 | Dec 5, 2008 | A | 7,036 | A | Dec 5, 2009 | Dec 5, 2018 | Class A Common Stock | 7,036 | 7,036 | D |
| Director Stock Option (right to buy)F5 | $1.00 | Dec 7, 2008 | A | 1,408 | A | Dec 7, 2009 | Dec 7, 2018 | Class A Common Stock | 1,408 | 1,408 | D |
| Director Stock Option (right to buy)F6 | $2.61 | Dec 4, 2009 | A | 6,701 | A | Dec 4, 2010 | Dec 4, 2019 | Class A Common Stock | 6,701 | 6,701 | D |
| Director Stock Option (right to buy)F7 | $2.61 | Dec 7, 2009 | A | 1,341 | A | Dec 7, 2010 | Dec 7, 2019 | Class A Common Stock | 1,341 | 1,341 | D |
| Director Stock Option (right to buy)F8 | $1.43 | Dec 3, 2010 | A | 6,382 | A | Dec 3, 2011 | Dec 3, 2020 | Class A Common Stock | 6,382 | 6,382 | D |
| Director Stock Option (right to buy)F9 | $1.43 | Dec 7, 2010 | A | 1,277 | A | Dec 7, 2011 | Dec 7, 2020 | Class A Common Stock | 1,277 | 1,277 | D |
| Director Stock Option (right to buy)F10 | $1.06 | Dec 2, 2011 | A | 6,078 | A | Dec 2, 2012 | Dec 2, 2021 | Class A Common Stock | 6,078 | 6,078 | D |
| Director Stock Option (right to buy)F11 | $1.06 | Dec 7, 2011 | A | 1,216 | A | Dec 7, 2012 | Dec 7, 2021 | Class A Common Stock | 1,216 | 1,216 | D |
| Director Stock Option (right to buy)F12 | $1.34 | Apr 13, 2012 | A | 5,789 | A | Apr 13, 2013 | Apr 13, 2022 | Class A Common Stock | 5,789 | 5,789 | D |
| Director Stock Option (right to buy)F13 | $6.37 | Dec 7, 2012 | A | 1,158 | A | Dec 7, 2013 | Dec 7, 2022 | Class A Common Stock | 1,158 | 1,158 | D |
| Director Stock Option (right to buy)F14 | $4.38 | Dec 6, 2013 | A | 5,338 | A | Dec 6, 2014 | Dec 6, 2023 | Class A Common Stock | 5,338 | 5,338 | D |
| Director Stock Option (right to buy)F15 | $4.38 | Dec 7, 2013 | A | 1,103 | A | Dec 7, 2014 | Dec 7, 2023 | Class A Common Stock | 1,103 | 1,103 | D |
| Director Stock Option (right to buy)F16 | $4.77 | Dec 5, 2014 | A | 5,250 | A | Dec 5, 2015 | Dec 5, 2024 | Class A Common Stock | 5,250 | 5,250 | D |
| Director Stock Option (right to buy)F17 | $4.77 | Dec 7, 2014 | A | 1,050 | A | Dec 7, 2015 | Dec 7, 2024 | Class A Common Stock | 1,050 | 1,050 | D |
| Director Stock Option (right to buy)F18 | $6.72 | Dec 4, 2015 | A | 5,000 | A | Dec 4, 2016 | Dec 4, 2025 | Class A Common Stock | 5,000 | 5,000 | D |
| Director Stock Option (right to buy)F19 | $6.72 | Dec 7, 2015 | A | 1,000 | A | Dec 7, 2016 | Dec 7, 2025 | Class A Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1This option was granted on December 7, 2006 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015.
- F10This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015.
- F11This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015.
- F12This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan an to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014 and February 6, 2015.
- F13This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014 and February 6, 2015.
- F14This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015.
- F15This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015.
- F16This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015.
- F17This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015.
- F18This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share. This option vests on December 4, 2016.
- F19This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share. This option vests on December 7, 2016.
- F2This option was granted on December 7, 2007 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015.
- F3This option was granted on March 31, 2008 as an option for 2,500 shares of Class A Common Stock under the 2006 Director Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015.
- F4This option was granted on December 5, 2008 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015.
- F5This option was granted on December 7, 2008 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.41 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015.
- F6This option was granted on December 4, 2009 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015.
- F7This option was granted on December 7, 2009 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015.
- F8This option was granted on December 3, 2010 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012, February 1, 2013 and February 6, 2015.
- F9This option was granted on December 7, 2010 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015.