SEC Form 4 · accession 0001096906-15-000493
SECURITY NATIONAL FINANCIAL CORP · SNFCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Cook
Director
Period of report
Feb 6, 2015
Accepted (ET)
May 8, 2015 · 2:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000318673
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $4.38 | Dec 6, 2013 | A | 5,338 | A | Dec 6, 2014 | Dec 6, 2023 | Class A Common Stock | 5,338 | 5,328 | D |
| Director Stock Option (right to buy)F2 | $4.38 | Dec 7, 2013 | A | 1,103 | A | Dec 7, 2014 | Dec 7, 2023 | Class A Common Stock | 1,103 | 1,103 | D |
| Director Stock Option (right to buy)F3 | $4.77 | Dec 5, 2014 | A | 5,250 | A | Dec 5, 2015 | Dec 5, 2024 | Class A Common Stock | 5,250 | 5,250 | D |
| Director Stock Option (right to buy)F4 | $4.77 | Dec 7, 2014 | A | 1,050 | A | Dec 7, 2015 | Dec 7, 2024 | Class A Common Stock | 1,050 | 1,050 | D |
Explanation of responses
- F1This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015.
- F2This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015.
- F3This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. This option vests on December 5, 2015.
- F4This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. This option vests on December 7, 2015.