SEC Form 4 · accession 0001096906-15-000491

SECURITY NATIONAL FINANCIAL CORP · SNFCA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Gilbert A Fuller

Director

Period of report

Feb 6, 2015

Accepted (ET)

May 7, 2015 · 6:09 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000318673

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Feb 6, 2015	J	26	$5.02	A	551	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Director Stock Option (right to buy)^F2	$6.37	Dec 7, 2012	A	1,158	A	Dec 7, 2013	Dec 7, 2022	Class A Common Stock	1,158	1,158	D
Director Stock Option (right to buy)^F3	$4.38	Dec 6, 2013	A	5,338	A	Dec 6, 2014	Dec 6, 2023	Class A Common Stock	5,338	5,338	D
Director Stock Option (right to buy)^F4	$4.38	Dec 7, 2013	A	1,103	A	Dec 7, 2014	Dec 7, 2023	Class A Common Stock	1,103	1,103	D
Director Stock Option (right to buy)^F5	$4.77	Dec 5, 2014	A	5,250	A	Dec 5, 2015	Dec 5, 2024	Class A Common Stock	5,250	5,250	D
Director Stock Option (right to buy)^F6	$4.77	Dec 7, 2014	A	1,050	A	Dec 7, 2015	Dec 7, 2024	Class A Common Stock	1,050	1,050	D

Explanation of responses

F1Received pursuant to a stock dividend paid on February 6, 2015..
F2This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014 and February 6, 2015.
F3This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015.
F4This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015.
F5This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. The option vests on December 5, 2015.
F6This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. This option vests on December 7, 2015.