SEC Form 4/A · accession 0001096906-15-000086

SECURITY NATIONAL FINANCIAL CORP · SNFCA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Jason G. Overbaugh

Officer — VP: National Mrkt Director · Director

Period of report

Dec 5, 2014

Accepted (ET)

Jan 20, 2015 · 6:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000318673

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Sep 9, 2014	G	891	$0.00	D	72,781	D
Class A Common Stock^F1	Jan 6, 2015	G	2,250	$0.00	D	70,531	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2	$1.41	Apr 13, 2012	A	8,269	A	Jul 13, 2012	Apr 13, 2022	Class A Common Stock	8,269	8,269	D
Employee Stock Option (right to buy)^F3	$4.61	Dec 6, 2013	A	10,500	A	Mar 6, 2014	Dec 6, 2023	Class A Common Stock	10,500	10,500	D
Employee Stock Option (right to buy)^F4	$4.29	Jul 2, 2014	A	10,000	A	Oct 2, 2014	Jul 2, 2024	Class A Common Stock	10,000	10,000	D
Employee Stock Option (right to buy)^F5	$5.02	Dec 5, 2014	A	20,000	A	Mar 5, 2015	Dec 5, 2024	Class A Common Stock	20,000	20,000	D

Explanation of responses

F1Includes 5,486 shares of Class A common stock owned jointly by the reporting person and his wife. Does not include 62,143 shares of Class A common stock owned indirectly by the reporting person in the Deferred Compensation Plan and the 401(k) Retirement Savings Plan.
F2This option was granted on April 14, 2012 as an option to purchase 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013 and February 7, 2014. On November 6, 2012, the reporting person exercised part of this option to purchase 7,500 shares of Class A Common Stock.
F3This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2014. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2014, until such shares are fully vested.
F4This option was granted on July 2, 2014 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on October 2, 2014, until such shares are fully vested.
F5This option was granted on December 5, 2014 as an option for 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 5, 2015, until such shares are fully vested.