SEC Form 4 · accession 0001096906-15-000026
SECURITY NATIONAL FINANCIAL CORP · SNFCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H. Craig Moody
Director
Period of report
Dec 5, 2014
Accepted (ET)
Jan 7, 2015 · 1:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000318673
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $3.57 | Dec 7, 2006 | A | 1,478 | A | Dec 7, 2007 | Dec 7, 2016 | Class A Common Stock | 1,478 | 1,478 | D |
| Director Stock Option (right to buy)F2 | $2.65 | Dec 7, 2007 | A | 1,408 | A | Dec 7, 2008 | Dec 7, 2017 | Class A Common Stock | 1,408 | 1,408 | D |
| Director Stock Option (right to buy)F3 | $2.86 | Mar 31, 2008 | A | 3,351 | A | Mar 31, 2009 | Mar 31, 2018 | Class A Common Stock | 3,351 | 3,351 | D |
| Director Stock Option (right to buy)F4 | $1.11 | Dec 5, 2008 | A | 6,701 | A | Dec 5, 2009 | Dec 5, 2018 | Class A Common Stock | 6,701 | 6,701 | D |
| Director Stock Option (right to buy)F5 | $1.05 | Dec 7, 2008 | A | 1,341 | A | Dec 7, 2009 | Dec 7, 2018 | Class A Common Stock | 1,341 | 1,341 | D |
| Director Stock Option (right to buy)F6 | $2.75 | Dec 4, 2009 | A | 6,382 | A | Dec 4, 2010 | Dec 4, 2019 | Class A Common Stock | 6,382 | 6,382 | D |
| Director Stock Option (right to buy)F7 | $2.75 | Dec 7, 2009 | A | 1,277 | A | Dec 7, 2010 | Dec 7, 2019 | Class A Common Stock | 1,277 | 1,277 | D |
| Director Stock Option (right to buy)F8 | $1.50 | Dec 3, 2010 | A | 6,078 | A | Dec 3, 2011 | Dec 3, 2020 | Class A Common Stock | 6,078 | 6,078 | D |
| Director Stock Option (right to buy)F9 | $1.50 | Dec 7, 2010 | A | 1,216 | A | Dec 7, 2011 | Dec 7, 2020 | Class A Common Stock | 1,216 | 1,216 | D |
| Director Stock Option (right to buy)F10 | $1.12 | Dec 2, 2011 | A | 5,789 | A | Dec 2, 2012 | Dec 2, 2021 | Class A Common Stock | 5,789 | 5,789 | D |
| Director Stock Option (right to buy)F11 | $1.12 | Dec 7, 2011 | A | 1,158 | A | Dec 7, 2012 | Dec 7, 2021 | Class A Common Stock | 1,158 | 1,158 | D |
| Director Stock Option (right to buy)F12 | $1.41 | Apr 13, 2012 | A | 5,513 | A | Apr 13, 2013 | Apr 13, 2022 | Class A Common Stock | 5,513 | 5,513 | D |
| Director Stock Option (right to buy)F13 | $6.70 | Dec 7, 2012 | A | 1,103 | A | Dec 7, 2013 | Dec 7, 2022 | Class A Common Stock | 1,103 | 1,103 | D |
| Director Stock Option (right to buy)F14 | $4.61 | Dec 6, 2013 | A | 5,084 | A | Dec 6, 2014 | Dec 6, 2023 | Class A Common Stock | 5,084 | 5,084 | D |
| Director Stock Option (right to buy)F15 | $4.61 | Dec 7, 2013 | A | 1,050 | A | Dec 7, 2014 | Dec 7, 2023 | Class A Common Stock | 1,050 | 1,050 | D |
| Director Stock Option (right to buy)F16 | $5.02 | Dec 5, 2014 | A | 5,000 | A | Dec 5, 2015 | Dec 5, 2024 | Class A Common Stock | 5,000 | 5,000 | D |
| Director Stock Option (right to buy)F17 | $5.02 | Dec 7, 2014 | A | 1,000 | A | Dec 7, 2015 | Dec 7, 2024 | Class A Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1This option was granted on December 7, 2006 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
- F10This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013 and February 7, 2014.
- F11This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013 and February 7, 2014.
- F12This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan an to reflect a 5% stock dividends paid on February 1, 2013 and February 7, 2014.
- F13This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividends paid on February 1, 2013 and February 7, 2014.
- F14This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2014.
- F15This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2014.
- F16This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share. This option vests on December 5, 2015.
- F17This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share. This option vests on December 7, 2015.
- F2This option was granted on December 7, 2007 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
- F3This option was granted on March 31, 2008 as an option for 2,500 shares of Class A Common Stock under the 2006 Director Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
- F4This option was granted on December 5, 2008 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
- F5This option was granted on December 7, 2008 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.41 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
- F6This option was granted on December 4, 2009 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
- F7This option was granted on December 7, 2009 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
- F8This option was granted on December 3, 2010 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
- F9This option was granted on December 7, 2010 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.