SEC Form 4 · accession 0001096906-15-000010
SECURITY NATIONAL FINANCIAL CORP · SNFCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gilbert A Fuller
Director
Period of report
Dec 5, 2014
Accepted (ET)
Jan 5, 2015 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000318673
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $6.70 | Dec 7, 2012 | A | 1,103 | A | Dec 7, 2013 | Dec 7, 2022 | Class A Common Stock | 1,103 | 1,103 | D |
| Director Stock Option (right to buy)F2 | $4.61 | Dec 6, 2013 | A | 5,084 | A | Dec 6, 2014 | Dec 6, 2023 | Class A Common Stock | 5,084 | 5,084 | D |
| Director Stock Option (right to buy)F3 | $4.61 | Dec 7, 2013 | A | 1,050 | A | Dec 7, 2014 | Dec 7, 2023 | Class A Common Stock | 1,050 | 1,050 | D |
| Director Stock Option (right to buy)F4 | $5.02 | Dec 5, 2014 | A | 5,000 | A | Dec 5, 2015 | Dec 5, 2024 | Class A Common Stock | 5,000 | 5,000 | D |
| Director Stock Option (right to buy)F5 | $5.02 | Dec 7, 2014 | A | 1,000 | A | Dec 7, 2015 | Dec 7, 2024 | Class A Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013 and February 7, 2014.
- F2This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2014.
- F3This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2014.
- F4This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share. The option vests on December 5, 2015.
- F5This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share. This option vests on December 7, 2015.