SEC Form 4 · accession 0000318306-16-000048
ABEONA THERAPEUTICS INC. · ABEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Ahn
Director
Period of report
Nov 8, 2016
Accepted (ET)
Nov 9, 2016 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000318306
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 8, 2016 | M | 150,000 | $2.31 | A | 493,182 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy) | $2.31 | Nov 8, 2016 | M | 150,000 | A | Aug 11, 2016 | Feb 11, 2026 | Common stock | 150,000 | 0 | D |