SEC Form 4/A · accession 0000318306-15-000038
ABEONA THERAPEUTICS INC. · ABEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen B Thompson
Officer — VP-Finance Chief Acctg Officer
Period of report
May 11, 2015
Accepted (ET)
Jun 19, 2015 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000318306
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | May 11, 2015 | A | 75,000 | $0.00 | A | 84,896 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy) | $7.34 | May 11, 2015 | A | 75,000 | A | May 11, 2016 | May 11, 2025 | Common stock | 75,000 | 75,000 | D |
Explanation of responses
- F175,000 shares of restricted common stock will vest on 05/11/2016.
- F2100% accelerated vesting on change of control.