SEC Form 4/A · accession 0000318306-15-000032
ABEONA THERAPEUTICS INC. · ABEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven H Rouhandeh
Officer — Executive Chairman · Director · 10% Owner
Period of report
May 11, 2015
Accepted (ET)
Jun 19, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000318306
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | May 11, 2015 | A | 375,000 | $0.00 | A | 375,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2 | $7.34 | May 11, 2015 | A | 125,000 | A | May 11, 2016 | May 11, 2025 | Common stock | 125,000 | 125,000 | D |
Explanation of responses
- F1375,000 shares of restricted common stock will vest on 05/11/2019.
- F2100% accelerated vesting on change of control.