SEC Form 4 · accession 0000318306-15-000025
ABEONA THERAPEUTICS INC. · ABEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mark Alvino
Director
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000318306
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | May 11, 2015 | A | 75,000 | $7.34 | A | 75,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2 | $75,000.00 | May 11, 2015 | A | 75,000 | A | May 11, 2016 | May 11, 2025 | Common stock | 75,000 | 87,120 | D |
Explanation of responses
- F175,000 shares of restricted common stock will vest on 5/11/2016.
- F2100% accelerated vesting on change of control.