SEC Form 4 · accession 0001127602-19-010661
AMGEN INC · AMGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald D Sugar
Director
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000318154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2019 | M | 2,000 | $54.71 | A | 14,988 | D | |
| Common StockF1,F2 | Mar 6, 2019 | S | 2,000 | $188.88 | D | 12,988 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nqso (Right to Buy) | $54.71 | Mar 6, 2019 | M | 2,000 | D | Aug 3, 2011 | Aug 3, 2020 | Common Stock | 2,000 | 14,988 | D |
Explanation of responses
- F1The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.
- F2These shares include 1,298 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.