SEC Form 4 · accession 0001127602-16-051280
AMGEN INC · AMGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank C Herringer
Director
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 8:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000318154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 3, 2016 | A | 1,279 | $0.00 | A | 30,268 | D | |
| Common Stock | holding | — | — | — | 6,152 | I | Frank C & Maryellen C Herringer 1995 Family Trust | |
| Common Stock | holding | — | — | — | 7,000 | I | Frank C. Herringer 1995 Family Trust | |
| Common Stock | holding | — | — | — | 2,000 | I | The Julia Herringer 2012 Trust | |
| Common Stock | holding | — | — | — | 2,000 | I | The Sarah Herringer 2012 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule.
- F2These shares include 1,366 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's Common Stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.